| ARTICLES
Sour
Grapes Make Sweet Wine
The Impact of the 1999
Amendments to the Administrative Procedure Act on the Water
Management Districts' Basin-specific Permitting Rules
Kent
Wetherell [1]
|
On July 29, 1998, the First District Court of Appeal issued its
opinion in St. Johns River Water Management District v. Consolidated-Tomoka
Land Co. [2] in which the more restrictive
administrative rulemaking standard adopted by the Legislature in 1996
was construed for the first time. The decision was much anticipated by
administrative and environmental law practitioners and the court's
20-page opinion authored by Judge Padavano did not disappoint. [3]
However, unlike McDonald, [4] Key Haven,
[5] Groves-Watkins, [6] Cross
Key Waterways [7] and other seminal
administrative law cases commonly referred to by their first names, Consolidated-Tomoka
will not survive the test of time. In fact, the decision did not
survive the legislative session following its rendition as it was
effectively overruled by legislation adopted in the 1999 Session.
That legislation, Committee Substitute for House Bill 107 ("CS/HB
107" or "1999 legislation"), [8]
specifically rejects the interpretation of the rulemaking standard in Consolidated-
Tomoka, as well as the analyses in several other recent judicial
decisions.[9] This article discusses the proper
interpretation of the refined rulemaking standard in section
120.536(1), and also discusses the impact of the refined rulemaking
standard on the rules that were upheld in Consolidated- Tomoka.
[10]
Background
The 1999 legislation can trace its roots to the discussion and debate
which led to the substantial revision of the Administrative Procedure
Act ("APA") in 1996. The legislative history of the 1996 APA
has been well chronicled by commentators, [11] and
this article will not re-plow those fertile grounds. Nor will this
article dissect the Consolidated-Tomoka decision as that has also been
done by various commentators. [12] Instead, this
article will highlight the pertinent components of the legislative
history and the Consolidated-Tomoka decision to place the 1999
legislation in the appropriate context.
The 1996 legislation imposed a more restrictive standard for
rulemaking. The new standard, codified in section 120.536(1), evolved
out of four years of legislative debate aimed at restricting agency
rulemaking. The phrase "particular powers and duties" which
was the cornerstone of section 120.536(1) first appeared in the
recommendations of the 1993 Senate Select Committee on Governmental
Reform. [13] That phrase was also included in
several bills debated during the 1994 Session. [14]
Language virtually identical to that in section 120.536(1) was
included in a 1995 bill passed by the Legislature but vetoed by
Governor Chiles. [15]
The new rulemaking standard rejected a line of cases in which the
courts upheld agency rules so long as they were "reasonably
related to the purpose of the enabling legislation." [16]
The new standard restricted agency rulemaking to "implement[ing],
interpret[ing] or mak[ing] specific the particular powers and duties
granted by the enabling statute." [17] The new
standard also required a narrow construction of the enabling statute. [18]
The legislative intent to restrict agency rulemaking authority through
section 120.536(1) was clear. The only issue that remained was the
extent of the restriction. Resolution of that issue centered on the
proper interpretation of the phrase "particular powers and
duties."
One of the first cases in which this issue was litigated was Consolidated-Tomoka.
[19] At issue in that case were rules proposed by
the St. Johns Water Management District ("SJRWMD") to
restrict development along the Tomoka River and Spruce Creek in
Volusia County. [20] The proposed rules (hereinafter
"TR/SC rules") were patterned after existing SJRWMD rules [21]
applicable to the Econlochatchee River [22] and the
Wekiva River. [23] Similar to those existing rules,
the TR/SC rules established "regulatory basins" in which
more stringent permitting standards and criteria, including protection
of specified upland habitat, [24] were required to
be met to receive an environmental resource permit ("ERP").
At the rule challenge hearing, the SJRWMD introduced evidence to
provide a environmental and scientific basis for the TR/SC rules. The
administrative law judge ("ALJ") found the SJRWMD's evidence
persuasive, [25] but held as a matter of law that
the rules exceeded the SJRWMD's rulemaking authority as restricted by
section 120.536(1). [26] Accordingly, the final
order invalidated the TR/SC rules based upon the ALJ's conclusion that
the language in the statutes upon which the TR/SC rules were based did
not include "particular powers and duties" but was:
merely a general,
nonspecific description of the agency's duties, and it espouses a
statement of legislative policy or purpose rather than
'particular' programs or duties. Thus, it cannot be relied upon to
adopt rules which create new geographic basins of special concerns
with threshold requirements in those basins. [27]
The SJRWMD appealed the final order to the First DCA. That appeal was
joined by more than 15 amicii, including the Florida Legislature, the
Governor and the Attorney General. [28]
The First DCA reversed the final order and held that the TR/SC rules
were valid. [29] The court held that the ALJ
construed section 120.536(1) too narrowly. [30] The
court correctly reasoned (as did the ALJ) that the Legislature's use
of the word "particular" required the agency's powers to be
"identified by some defining characteristic" rather than
being "described in detail." [31] However,
the court inexplicitly went further and concluded that section
120.536(1) "restricts rulemaking within the class of powers and
duties identified in the enabling legislation." [32]
In effect, the court transformed the narrow standard adopted by the
Legislature into a broader, more deferential standard by interpreting
"particular" to mean "class" (i.e., a group of
like things) rather than "specific" or
"identified." It was this judicial activism to which the
Legislature was reacting in the adoption of CS/HB 107.
The 1999 Refinements
to the Rulemaking Standard
Shortly after the court issued its decision in Consolidated-Tomoka,
Representative Ken Pruitt, the primary sponsor of the 1996 legislation
in the House, sent a memorandum to every member of the Legislature
sharply criticizing the decision as inconsistent with the legislative
intent underlying the 1996 legislation. [33] In that memorandum,
Representative Pruitt stated:
I consider this
decision to be a miscarriage of justice and an utter refusal by
the courts to follow the Legislature's directive, which clearly
sought to limit agency discretion in their rulemaking activities.
. . . . [34]
That memorandum set
the tone for the 1999 legislative activity on the APA.
The 1999 legislation explicitly rejects the "class of powers and
duties" test created by the court in Consolidated-Tomoka by
amending section 120.536(1) as follows:
A grant of
rulemaking authority is necessary but not sufficient to allow an
agency to adopt a rule; a specific law to be implemented is also
required. An agency may adopt only rules that implement or,
interpret the, or make specific the particular powers and duties
granted by the enabling statute. No agency shall have authority to
adopt a rule only because it is reasonably related to the purpose
of the enabling legislation and is not arbitrary and capricious or
is within the agency's class of powers and duties, nor shall an
agency have the authority to implement statutory provisions
setting forth general legislative intent or policy. Statutory
language granting rulemaking authority or generally describing the
powers and functions of an agency shall be construed to extend no
further than implementing or interpreting the specific the
particular powers and duties conferred by the same statute. [35]
It has been suggested by the SJRWMD and others that the 1999
refinements to the rulemaking standard in section 120.536(1) will
generate additional litigation because the standard remains ambiguous.
[36] While litigation will certainly arise over the
meaning of the refined rulemaking standard, its obvious intent is to
further restrict rulemaking authority by specifying that the
"class of powers and duties" standard was not restrictive
enough.
The 1999 legislation itself includes guidance as to the proper
interpretation that standard. That guidance is inherent in the new
section 120.81(1)(a) which provides:
Notwithstanding s.
120.536(1) and the flush left provisions of s. 120.52(8), district
school boards may adopt rules to implement their general powers in
s. 230.22. [37]
By referring to
section 230.22 as containing "general powers", [38]
the Legislature has provided a standard against which other statutes
can be judged to determine whether they contain general or specific
powers. Stated another way, because section 120.81(1)(a) is an
acknowledgment by the Legislature that section 230.22 is insufficient
to support rulemaking under the refined standard, statutes which have
a similar degree of specificity (or lack thereof) in their language
will not support rulemaking under the refined standard.
Impact of the Refined
Standard on the TR/SC Rules
The 1999 legislation will have no immediate impact on Consolidated-Tomoka
or the TR/SC rules. In this regard, section 1 of the legislation
provides:
It is the intent of the Legislature that the modifications contained
in section 2 and 3 of this act which apply to rulemaking are to
clarify the limited authority of agencies to adopt rules in accordance
with chapter 96-159, Laws of Florida, and are intended to reject the
class of powers and duties analysis. However, it is not the intent of
the Legislature to reverse the result of any specific judicial
decision. [39]
This language expresses a clear legislative intent to reject the
analyses in Consolidated- Tomoka while not altering the result
in that case. Notwithstanding these statements of legislative intent,
it has been suggested by several environmental groups that the 1999
legislation will undermine the validity of those rules at issue in
Consolidated-Tomoka and other rules based upon the same statutory
authority. [40] Those observations are correct.
While the 1999 legislation itself does not reverse the result of
Consolidated-Tomoka and legislatively invalidate the rules at issue in
that case, it does not legislatively validate those rules. [41]
The language in section 1 of the bill is neutral. [42]
However, the refined rulemaking standard calls into question the
validity of those rules since it requires a more exacting nexus
between an agency's rules and the enabling legislation and prohibits
rulemaking based upon general powers and duties.
The refined rulemaking standard in section 120.536(1) does not require
the enabling legislation to mirror rules in their level of
specificity. It does require the enabling legislation to include
specific powers and duties rather than general ones such as those in
section 373.413. In the context of basin-specific permitting rules
such as the TR/SC rules, the statute needs to authorize or direct [43]
the agency to single out particular areas or water courses for greater
protection through more stringent permitting standards, and identify
the type of standards which can be used (e.g., more stringent run-off
standards, upland habitat protection zones, etc.). The statute must
identify the areas or water courses to receive the increased
protection or establish standards for the water management districts
to do so. [44] Section 373.415(1)-(3), relating to
the Wekiva River, is an example of the level of specificity that is
necessary to support basin-specific permitting rules. In this regard,
the SJRWMD's existing basin-specific permitting rules which are based
upon the SJRWMD's general authority in section 373.413 to
"protect the resources of the district" are based upon
inadequate authority under the refined standard in section 120.536(1).
Mindful of the potential impact of the refined rulemaking standard on
existing agency rules, the Legislature established a procedure by
which existing rules can be temporarily "shielded" from
challenge under the refined standard. [45] This
procedure is similar to the "shield" provisions included in
the 1996 legislation, [46] and provides an
opportunity for agencies to protect their existing rules from
challenge under the refined rulemaking standard until July 1, 2001. [47]
Under the "shield" provisions included in the 1999
legislation, each agency is required to report to the Joint
Administrative Procedure Committee ("JAPC") those rules
which exceed the rulemaking authority in section 120.536(1), as
amended. [48] Those reports must be provided to JAPC
by October 1, 1999. [49] JAPC will then
provide a composite list of rules to the President of the Senate and
Speaker of the House prior to the 2000 Session. [50]
Any rule for which the Legislature does not provide specific enabling
legislation during the 2000 Session must be repealed. [51]
The "shield"
provision in the 1996 legislation worked very well. Over 5,800 rules
were reported to JAPC by agencies in accordance with the shield
provisions of the 1996 legislation. [52] The
Legislature approved 42 rule authorization bills ("RABs") in
the 1998 Session which provided the requisite statutory authority for
almost all of those rules. [53] Most of the RABs
were approved in the form recommend by the agency. [54]
In light of the legislative experience with the RABs in 1998 and the
agencies' success in receiving the legislative authorization requested
for their listed rules, the argument that the 1999 legislation will
have the effect of undermining every existing environmental regulatory
programs is without merit.
Conclusion
In sum, the 1999 legislation sends a clear message to the courts and
ALJs that agency rulemaking activities should be closely scrutinized
to ensure that the rules implement but do not exceed the specific
powers delegated to the agency by the Legislature. The water
management districts and other agencies whose rules are based upon
general authority in statutes such as section 373.413, would be
well-advised to list those rules with JAPC and shield them from
administrative challenge. [55] If the agency is able
to demonstrate to the Legislature that the rule is necessary and
appropriate (as the SJRWMD was able to demonstrate to an ALJ with
respect to the TR/SC rules) it will be granted the requisite statutory
authority for the rule; if not, the rule must be repealed (as it
should). In either event, the policy decision regarding the need for
additional protection of certain state resources will be made by the
appropriate entity- the Florida Legislature.
Endnotes:
[1]
Associate, Hopping Green Sams & Smith, P.A. The author, along with
Frank Matthews, served as counsel to the petitioners in Consolidated-Tomoka
at the administrative hearing and appellate levels. It has been
implied in the press that the bill is a vendetta against the
Consolidated-Tomoka ruling. See Shirish Date, Developer's Bill Clears
Panel, Palm Beach Post, Mar. 12, 1999 ("Frank Matthews, who lost
the Consolidated-Tomoka case . . . wrote the bill . . . .").
Hence the reference to "sour grapes" in the title to this
article.
[2]
2717 So.2d 72 (Fla. 1st DCA 1998), rev. denied 727 So.2d 904 (Fla.
1999).
[3]
See Donna E. Blanton, First DCA Construes New Rulemaking Standard,
Admin. Law Sec. Newsl., at 11 (Sept. 1998)
[4]
McDonald v. Dept. of Banking & Finance, 346 So.2d 569 (Fla. 1st
DCA 1977). McDonald is generally acknowledged as the
"granddaddy" of all administrative law cases. While it can
be cited for various propositions, it is most commonly cited for the
proposition that agencies are authorized to develop and "prove
up" their policies through case-by-case adjudication, or
"incipient policymaking." That aspect of McDonald was
recently parodied in an article written by an Administrative Law
Judge. See Daniel Manry, The Scarecrow in McDonald's Farm: A Fairy
Tale About Administrative Law, 73 Fla. B. J. 60 (Mar. 1999) (quoting
the following passage from Charles Dickens' novel Bleak House as a
fitting description of McDonald: "no two . . . lawyers can talk
about it for five minutes without coming to a total disagreement as to
all the premeses")
[5]
Key Haven Associated Enterprises, Inc. v. Board of Trustees of the
Internal Improvement Trust Fund, 427 So.2d 153 (Fla. 1983). Key Haven
is most commonly cited for the proposition that remedies afforded by
the APA must be exhausted prior to challenging agency action in court.
Id.; cf. Fla. Stat. § 120.68(9) (1997) (prohibiting rules from being
challenged in the district courts of appeal in the first instance
unless the sole issue presented is the constitutionality of the rule
and there are no disputed issues of fact)
[6]
Dept. of Transp. v. Groves-Watkins Constructors, 530 So.2d 912 (Fla.
1988). Groves-Watkins is most commonly cited as establishing the
standard to be applied in bid protest proceedings which involve the
agency's rejection of all bids. Id. at 913-14. The 1996 amendments to
the APA effectively codified Groves-Watkins and also established the
standard in bid protest proceedings not involving the rejection of all
bids. See Fla. Stat. § 120.57(3)(f) (1997); see also William E.
Williams & Vikki R. Shirley, Legislative Reform of Disputed
Competitive Procurement Decisions, 71 Fla. Bar. J. 45, (Mar. 1997)
[7]
Askew v. Cross Key Waterways, 372 So.2d 913 (Fla. 1979). Cross Key
Waterways is most commonly cited for the proposition that a
legislative delegation of authority to an executive branch agency must
include identifiable standards to guide the agency's implementation of
the legislative policy. Id. at 925 (holding that a standardless
delegation of authority would violate article II, section 3 of the
Florida Constitution by allowing the agency to formulate policy). In
this regard, Cross Key WaterWays could be characterized as more of a
constitutional law case than an administrative law case. However,
because executive branch agencies have no inherent rulemaking
authority, see Grove Island, Ltd. v. Dept. of Environmental Reg., 454
So.2d 571, 573 (Fla. 1st DCA 1984), the non-delegation issue is a
foundation of administrative law.
[8]
CS/HB 107 (Chapter 99-379, Laws of Florida) was signed by Governor
Bush on June 17, 1999, and became effective on that date. CS/HB 107
was referred to as the "worst bill of the [1999] Session" by
the Florida Audubon Society. See Florida Audubon Legislative Wrap-up,
at 5 (transmitted via ELULS Internet Mailing List on May 24, 1999)
(copy on file with author). That point would certainly be debated by
educators and others opposed to the "opportunity
scholarships" (a.k.a. "vouchers") in Governor Bush's
"A+" education plan and abortion rights advocates opposed to
the "Choose Life" license plate and parental notification
legislation.
[9]
See, e.g., Fla. CS/HB 107, § 6 (1999) (amending to Fla. Stat. §
120.57(1)(j)) (rejecting Judge Ervin's interpretation of section
120.57(1)(j) in Dept. of Children and Families v. Morman, 715 So.2d
1076 (Fla. 1st DCA 1998)); Fla. CS/HB 107, § 4 (1999) (amending Fla.
Stat. § 120.54(1)(f)) (responding to the court's decision in The
Environmental Trust v. Dept. of Environmental Protection, 714 So.2d
493 (Fla. 1st DCA 1998), by prohibiting agencies from adopting
retroactive rules "including retroactive rules intended to
clarify existing law"); see also Fla. CS/HB 107, § 5 (1999)
(amending Fla. Stat. § 120.56(2)(a) (rejecting the holding of Board
of Clinical Laboratory Personnel v. Florida Ass'n of Blood Banks, 721
So.2d 317 (Fla. 1st DCA 1998) and clarifying the standard of proof in
cases involving challenges to proposed rules). For an overview of
these and other aspects of the 1999 legislation, see Lawrence E.
Sellers, Jr., APA: Legislature Clarifies Agency Rulemaking Authority,
Envt'l & Land Use Law Sec. Rep., at 9 (June 1999).
[10]
For an alternative view on the impacts of the 1999 legislation on
environmental rules, see Terrell K. Arline, The Environmental Impacts
of the Administrative Procedures Act Bill, Envt'l & Land Use Law
Sec. Rep., at 8 (June 1999).
[11]
See, e.g., Florida APA Symposium, 48 U. Fla. L. Rev. 1 - 158 (1996)
(various authors); F. Scott Boyd, Legislative Checks on Rulemaking
Under Florida's New APA, 24 Fla. St. U.L. Rev. 309 (1997). The March
1997 edition of the Bar Journal was also devoted to the 1996 APA
amendments.
[12]
See Martha C. Mann, St. Johns River Water Management District v.
Consolidated-Tomoka Land Co.: Defining Agency Rulemaking Authority
Under the 1996 Revisions to the Florida Administrative Procedure Act,
26 Fla. St. U. L. Rev. 517 (1999); see also Blanton, supra note 3.
[13]
See Senate Select Committee on Governmental Reform, Recommendations
for Administrative Rulemaking, at 4 (Recommendation No. 1). The Senate
Select Committee was created in 1993 and presented its final report
prior to the 1994 Session. Another select committee, the House Select
Committee on Agency Rules and Administrative Reform, was created in
1992 and also was debating the proper scope of agency rulemaking
authority.
[14]
See, e.g., A Brief History of Selected APA Bills in the 1994 Session,
22 Fla. St. U. L. Rev. 355 (1994) (discussing HB 237 and other APA
bills considered in 1994 Session).
[15]
See Fla. CS/CS/SB 536, § 4 (1995) (enrolled version) (proposing the
creation of section 120.534(1), Florida Statutes).
[16]
See, e.g., Dept. of Profession Regulation v. Durrani, 455 So.2d 515
(Fla. 1st DCA 1984). In Consolidated-Tomoka, the court conceded the
Legislature's authority to reject a judicially-created standard for
evaluating the validity of agency rules. Consolidated-Tomoka, 717
So.2d at 79.
[17]
Fla. Stat. § 120.536(1) (1997).
[18]
Id. ("Statutory language granting rulemaking authority or
generally describing the powers and functions of an agency shall be
construed to extend no further than the particular powers and duties
conferred by the same statute." (emphasis supplied)).
[19]
The scope of the new rulemaking standard in section 120.536(1) was
also at issue in Dept. of Business and Professional Reg. v. Calder
Race Course, Inc., 724 So.2d 100 (Fla. 1st DCA 1998) (invalidating
proposed rules which authorized warrantless searches because the
enabling legislation did not delegate the power to search). Calder was
issued on the same day as Consolidated-Tomoka and purported to apply
the reasoning from Consolidated-Tomoka. Id. at 102. An earlier
decision from the Third District Court of Appeal invalidated proposed
rules promulgated after the 1996 APA, but did not discuss section
120.536(1). PPI, Inc. v. Dept of Business and Professional Reg., 698
So.2d 306 (Fla. 3d DCA 1997) (upholding an agency rule which required
surveillance cameras in cardrooms). A later decision from the Second
District Court of Appeals narrowly construed section 120.536(1) as
requiring the agency to "point to a specific law to be
implemented." St. Petersburg Kennel Club v. Dept. of Business and
Professional Regulation, 719 So.2d 1210 (Fla. 2d DCA 1998)
(invalidating agency rule that defined the game of "poker").
[20]
Consolidated-Tomoka, 717 So.2d at 75.
[21]
In its amicus brief to the First DCA, the South Florida Water
Management District noted that it had adopted similar basin-specific
permitting rules as far back as 1981 based upon the general authority
in Part IV of Chapter 373. See Initial Brief of the South Florida
Water Management District and Southwest Florida Water Management
District as Amicus Curiae for the Appellant St. Johns River Water
Management District, St. Johns River Water Management District v.
Consolidated-Tomoka Land Co., 1st DCA Case No. 97-02996, at 14 (served
Oct. 30, 1997) (citing Fla. Admin. Code Ann. r. 40E-41).
[22]
Fla. Admin. Code Ann. r. 40C-41.023(4), -41.063(5)(1998).
[23]
Fla. Admin. Code Ann. r. 40C-41.023(3), -41.063(3)-(4)(1998). Unlike
the TR/SC rules and the Econlochatchee rules, the Wekiva rules are
clearly authorized by statute. See Fla. Stat. § 373.415(1)(1997)
(authorizing the SJRWMD to "adopt rules establishing protection
zones adjacent to the water courses in the Wekiva River System").
Section 373.415 was adopted in 1988 along with Part III of Chapter 369
which is known as the "Wekiva River Protection Act."
[24]
The TR/SC rules established an upland riparian habitat protection zone
("RHPZ") of varying widths along the Tomoka River and Spruce
Creek. Fla. Admin. Code Ann. r. 40C-41.063(6)(d)(1998). Consolidated-Tomoka
v. Land Co. v. St. Johns River Water Management District, 19 FALR
2663, 2673-75 (DOAH 1997). The purpose of the RHPZ is to protect the
habitat of listed and non-listed species that use the affected water
courses rather than to protect the water courses themselves. See Fla.
Admin. Code Ann. r. 40C-41.063(6)(d)2.(1998); see also Consolidated-Tomoka,
19 FALR at 2674. By upholding the RHPZ in Consolidated-Tomoka the
First District Court of Appeals completed the expansion of the water
management districts' authority which began in Florida Electric Power
Coordinating Group v. Suwannee River Water Management District, 17
FALR 3242 (DOAH 1995), aff'd sub. nom. 674 So.2d 141 (Fla. 4th DCA
1996) (holding that the provisions of the ERP rules which are intended
to protect existing upland nesting and denning sites of listed aquatic
and wetland dependent species are "reasonably related to the
implementation of the [districts'] authority under sections 373.413(1)
and 373.416(1)).
[25]
Consolidated-Tomoka, 19 FALR at 2670-76.
[26]
Id. at 2685.
[27]
Id. at 2684 (¶ 100). It is apparent from this language that the ALJ
interpreted "particular powers and duties" to prohibit
rulemaking based upon general powers and duties. See also id.
("[The new rulemaking standard] clearly implies that the specific
law to be implemented must detail 'particular' powers, and not just
'general' ones, in order to support rulemaking.") (emphasis
supplied). Contrary to the arguments of the SJRWMD and aligned amici
on appeal, the ALJ did not interpret the new rulemaking standard to
require detailed powers and duties. The First DCA's implicit
acceptance of the SJRWMD's interpretation of the ALJ's holding, see
Consolidated-Tomoka, 717 So.2d at 79, was one of the fundamental flaws
that resulted in its misconstruction of section 120.536(1).
[28]
Nine separate amicus briefs were filed, including a 63-page amicus
brief filed by the Department of Environmental Protection. Several of
those briefs were filed on behalf of multiple parties. For example,
1000 Friends of Florida, the Sierra Club and the Florida Wildlife
Federation filed a joint amicus brief as did the Florida Association
of Realtors and the Florida Homebuilders Association.
[29]
Consolidated-Tomoka, 717 So.2d at 81.
[30]
Id. at 79.
[31]
Id.
[32]
Id. at 80 (emphasis supplied). Elsewhere in the opinion, the court
described its interpretation as follows:
[W]e conclude that the
proper test to determine whether a rule is a valid exercise of
delegated authority is a functional test based upon the nature of the
power or duty at issue and not the level of detail in the applicable
statute. The question is whether the rule falls within the range of
powers the Legislature has granted to the agency for purposes of
enforcing or implementing the statutes within its jurisdiction. The
rule is a valid exercise of delegated legislative authority if it
regulates a matter directly within the class of powers and duties
identified in the statute to be implemented.
Id. (emphasis
supplied).
[33]
Memorandum from Representative Ken Pruitt to All House and Senate
Members (Aug. 5, 1998) (on file with author) [hereinafter "Pruitt
Memorandum"].
[34]
Id. (emphasis supplied); see also Blanton, supra note 3, at 12
(quoting excerpts from Pruitt Memorandum).
[35]
Fla. CS/HB 107, § 3 (1999) (strike-through and underscore original).
The same changes were made to the "flush left" language in
section 120.52(8).
[36]
See Arline, supra note 10, at 8 ("Rule challenges of existing
administrative rules are bound to become more prevalent in the future
given changes [made by the CS/HB 107]."). In a memorandum to the
Governor's office commenting on CS/HB 107, the SJRWMD suggested that
the refinements to the rulemaking standard are unconstitutional since
no definition is provided for the word "specific" in section
120.536(1). See Memorandum to J. Allison DeFoor and Ken Plante from
Henry Dean, at 3-4 (May 10, 1999) (on file with Governor's Office).
This argument is premised on the assumption that the absence of a
definition of "specific" will require the ALJ to determine
the adequacy of the level of specificity in the enabling legislation
based upon nothing other than "his own subjection [sic]
judgment." Id. at 4. This argument is without merit. ALJs, like
the court in Consolidated-Tomoka (717 So.2d at 79), are perfectly able
to utilize a dictionary in the event that the plain meaning of the
word "specific" is unclear. The author submits, however,
that the meaning of that word is clear based upon the legislative
history underlying the 1999 amendments to section 120.536(1) discussed
in this article.
[37]
Fla. CS/HB 107, § 7 (1999) (creating Fla. Stat. § 120.81(1)(a)).
[38]
The Legislature's reference to section 230.22 is telling. The general
nature of that statute forced the local school districts to list
thousands of rules with the Joint Administrative Procedures Committee
pursuant to the "shield" provisions of the 1996 legislation.
See text accompanying notes 45-54 infra. In response, the Legislature
provided specific authority for the listed rules through the adoption
of section 230.23005 in 1998. That statute prescribed an exhaustive
list of "powers and duties" which school boards were
authorized to implement and certainly complies with the standards in
section 120.536(1) as originally adopted and as amended in 1999. The
contrast between the specificity in section 230.23005 and the general
directives in section 230.22, coupled with the legislative
acknowledgment in section 120.81(1)(a), provides guidance as to the
level of specificity which is required under the rulemaking standard.
The level of specificity (or lack thereof) in the language of section
373.413 is more similar to that in section 230.22 than section
230.23005.
[39]
Fla. CS/HB 107, § 1 (1999). Section 2 of CS/HB 107 includes the
amendments to section 120.52, including the amendments to the
"flush left" language in section 120.52(8). Section 3 of CS/HB
107 includes the amendments to section 120.536.
[40]
See Letter from Nancy Brown, President, Florida League of Conservation
Voters to Governor Jeb Bush, at 1 (May 7, 1999) ("We believe that
if [CS/HB 107] becomes law, then it will be argued that section
373.413, Fla. Stat. (1997), is no longer specific enough to support
the Tomoka rule and it will be challenged again. If this bill [sic]
cannot support the Tomoka rule, then hundreds of other existing
[environmental] rules are subject to invalidation."); accord
Letter from Susan Caplowe, Florida Chapter of the Sierra Club, to
Governor Jeb Bush, at 1 (May 7, 1999). See also Arline, supra note 10,
at 8.
[41]
Fla. CS/HB 107, § 1 (1999).
[42]
The neutrality of the language is section 1 of CS/HB 107 is similar to
the neutral language in section 373.415(4). That statue provides that
"[n]othing in this section shall affect the authority of the
water management districts created by this chapter to adopt similar
protection zones for other courses." It does not specifically
authorize water management districts to adopt basin-specific standards
on water courses other than the Wekiva River, and it does not preclude
them from doing so. The SJRWMD stipulated that section 373.415(4) does
not provide a "specific affirmative grant of rulemaking
authority" to adopt the TR/SC rules. See Prehearing Stipulation,
Consolidated-Tomoka Land Co. v. St. Johns River Water Management
District, DOAH Case No. 97-0870 RP, at 20 (filed Mar. 28, 1997).
Neither the ALJ or the First DCA discussed the impact of section
373.415(4) on the TR/SC rules, further suggesting that statute is
insufficient to support the rules under the standard in section
120.536(1). Through section 373.415(4), the Legislature effectively
deferred until another time the issue of whether the water management
districts can adopt basin-specific permitting standards. If the SJRWMD
reports the TR/SC rules and its other basin-specific rules to JAPC,
the time for that determination will be the 2000 Session.
[43]
A "power" authorizes an agency to regulate, a
"duty" obligates or directs it to do so. Hence, the use of
the phrase, "powers and duties." An agency must be given
both to adopt rules under section 120.536(1). See Fla. Stat. §
120.536(1) (1997) (first sentence).
[44]
Cf . Cross Keys Waterways, 372 So.2d at 919 (invalidating a
standardless delegation to the Administration Commission to designate
areas to critical concern).
[45]
Fla. CS/HB 107, § 3 (1999) (creating Fla. Stat. § 120.536(2)(b)).
[46]
See Fla. Stat. § 120.536(2) (1997). For a thorough discussion of the
"shield" provision in the 1996 legislation, see Boyd, supra
note 11, at 343-45.
[47]
Fla. CS/HB 107, § 3 (1999) (creating Fla. Stat. § 120.536(2)(b)). A
listed rule is only protected from challenge on grounds that it
exceeds the rulemaking standard in section 120.536(1), as amended. Id.
The rule is not protected from challenge as upon other grounds that it
is an "invalid exercise of delegated legislative authority."
See Fla. Stat. § 120.52(8)(a), (d)-(g) (1997).
[48]
Id. Fla. CS/HB 107, § 3 (1999) (creating Fla. Stat. §
120.536(2)(b)).
[49]
Id. It is interesting to note that the "shield" provisions
in the 1996 legislation gave the agencies one year to compile the
lists of rules that exceed the rulemaking authority, while the 1999
legislation would have given the agencies only three months to compile
the lists. Compare id. with Fla. Stat. § 120.536(2) (1997). This
longer time-frame was warranted in 1996 because of the significant
reform of the rulemaking standard contained in the 1996 legislation,
as compared to the minor refinements proposed in the 1999 legislation.
[50]
Fla. CS/HB 107, § 3 (1999) (creating Fla. Stat. § 120.536(2)(b)).
[51]
Id.
[52]
See Senate Governmental Reform and Oversight Committee, Rule
Authorizing Bills Tracking Table (May 26, 1998) [hereinafter "RAB
Tracking Table"]. Over 3,600 of the listed rules were reported by
local school boards. See id. at 16 n.24. Authorization for all of the
school board rules was provided in Chapter 98-153, Laws of Florida.,
which created section 230.23005. See id. at 6; see also note 38 supra.
[53]
See RAB Tracking Table, supra note 44.
[54]
Id.
[55]
As of the date of this writing, the SJRWMD had not provided a list of
rules to JAPC under the "shield" provisions in the 1999
legislation.
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